Financial Industry Regulatory Authority
DC · 8 filings, 2025
Lobbying spend · 2025
$850K
to shape legislation
About the organization
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as to the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. via Wikipedia ↗
1Lobbies on
Its filings list: Financial Institutions/Investments/Securities
2Through these firms · 2
FINANCIAL INDUSTRY REGULATORY AUTHORITYFEDERAL HALL POLICY ADVISORS, LLC
3Bills moving in its lanes
No bill names this company outright; these are recent bills in the sectors it lobbies.
- S 5236A bill to amend title XIX of the Social Security Act to ensure Medicaid coverage of mental health services…
- S 5227A bill to amend the Internal Revenue Code of 1986 to allow certain distributions from long-term qualified t…
- S 5231A bill to remove limitations under Medicaid, Medicare, CHIP, and the Department of Veterans Affairs on bene…
- HR 10029Tax credit for school supplies
- HR 10030Higher tax deduction for teachers' classroom supplies